Manager of Risk Management

We are a leading financial services firm specializing in investment management and advisory services. With a strong commitment to integrity, transparency, and exceptional client service, we strive to deliver superior results to our clients. As we continue to grow, we are seeking a highly skilled and experienced Manager of Risk Management with expertise in compliance, trading, and investment operations, particularly in the middle office and back office functions.

Job Description: As the Manager of Risk Management, you will be responsible for overseeing and managing risk-related activities across compliance, trading, and investment operations. You will collaborate with cross-functional teams to ensure adherence to regulatory requirements, implement risk mitigation strategies, and optimize operational efficiency. Your leadership and expertise will play a critical role in maintaining the integrity of our operations and safeguarding our clients’ assets.

Responsibilities:

• Develop and implement risk management frameworks, policies, and procedures to ensure compliance with regulatory requirements.
• Monitor and assess risks associated with compliance, trading activities, and investment operations, proactively identifying potential issues and recommending appropriate actions.
• Collaborate with compliance officers to ensure adherence to applicable laws, regulations, and internal policies.
• Oversee middle office and back office functions, including trade settlement, reconciliation, portfolio valuation, and performance measurement.
• Conduct periodic risk assessments and audits to identify areas for improvement and implement corrective measures.
• Provide guidance and support to cross-functional teams in risk-related matters, promoting a culture of risk awareness and accountability.
• Establish and maintain effective relationships with external stakeholders, including auditors, regulators, and industry associations.
• Stay up-to-date with industry trends and emerging risk management practices, proactively identifying opportunities for process enhancements and efficiency gains.
• Manage and mentor a team of risk management professionals, fostering their professional development and ensuring high-quality deliverables.

Qualifications:

• Bachelor’s degree in Finance, Economics, Business Administration, or a related field. Advanced degree or relevant certifications (FRM, CFA, etc.) are a plus.
• Proven experience in risk management within the financial services industry, with a focus on compliance, trading, and investment operations.
• Solid understanding of regulatory requirements, risk frameworks, and industry best practices.
• Familiarity with middle office and back office functions, including trade settlement, reconciliation, and portfolio operations.
• Strong analytical and problem-solving skills, with the ability to assess complex risks and develop effective mitigation strategies.Proficiency in relevant software applications and risk management tools.

EEO – All qualified applicants will receive consideration for employment without discrimination.