Manager of Risk Management

Manager of Investment Risk Management

We are a leading financial services firm specializing in investment management and advisory services. With a strong commitment to integrity, transparency, and exceptional client service, we strive to deliver superior results to our clients. As we continue to grow, we are seeking a highly skilled and experienced Manager of Risk Management with expertise in compliance, trading, and investment operations, particularly in the middle office and back office functions.

As the Manager of Investment Risk Management, you will be responsible for overseeing and managing risk-related activities across compliance, trading, and investment operations. You will collaborate with cross-functional teams to ensure adherence to regulatory requirements, implement risk mitigation strategies, and optimize operational efficiency. Your leadership and expertise will play a critical role in maintaining the integrity of our operations and safeguarding our clients’ assets.

Responsibilities:

• Develop and implement risk management frameworks, policies, and procedures to ensure compliance with regulatory requirements.
• Monitor and assess risks associated with compliance, trading activities, and investment operations, proactively identifying potential issues and recommending appropriate actions.
• Collaborate with compliance officers to ensure adherence to applicable laws, regulations, and internal policies.
• Oversee middle office and back office functions, including trade settlement, reconciliation, portfolio valuation, and performance measurement.
• Conduct periodic risk assessments and audits to identify areas for improvement and implement corrective measures.
• Provide guidance and support to cross-functional teams in risk-related matters, promoting a culture of risk awareness and accountability.
• Establish and maintain effective relationships with external stakeholders, including auditors, regulators, and industry associations.
• Stay up-to-date with industry trends and emerging risk management practices, proactively identifying opportunities for process enhancements and efficiency gains.
• Manage and mentor a team of risk management professionals, fostering their professional development and ensuring high-quality deliverables.

Qualifications:

• Bachelor’s degree in Finance, Economics, Business Administration, or a related field. Advanced degree or relevant certifications (FRM, CFA, etc.) are a plus.
• Proven experience in risk management within the financial services industry, with a focus on compliance, trading, and investment operations.
• Solid understanding of regulatory requirements, risk frameworks, and industry best practices.
• Familiarity with middle office and back office functions, including trade settlement, reconciliation, and portfolio operations.
• Strong analytical and problem-solving skills, with the ability to assess complex risks and develop effective mitigation strategies.
• Excellent communication and interpersonal skills, with the ability to collaborate with diverse stakeholders.
• Leadership experience, including managing teams and driving results in a fast-paced environment.
• Proficiency in relevant software applications and risk management tools.

EEO – All qualified applicants will receive consideration for employment without discrimination.